LPL Financial Holdings Inc.
LPL Financial Holdings Inc. is classed by the SEC under Security & Commodity Brokers, Dealers, Exchanges & Services (industry code 6200), based in San Diego, CA. In its latest annual figures on file, for the fiscal year ended 2025-12-31, it reported revenue of $17 billion and a profit of $863 million (its filed statements).
vs its business-model standard
Three tenses, nine metrics. Unseen metrics stay unseen; the grade never fakes a number. Proxy era: provisional values, marked. Weighed as a marketplace business: prior from its industry code (SEC 6200, Security & Commodity Brokers, Dealers, Exchanges & Services); the filing read can change it. All three tenses have at least two readings, so the archetype blend applies as printed.
The grade, in three tenses
Headline 5.9 out of ten, 9 of 9 metrics filed: past 7.7 out of ten, present 5.6 out of ten, future 5.0 out of ten. The past asks what it actually did, the present what it is doing right now, the future what it is set up to do next.
The nine metrics
- Surviving crises (past): 6.2 out of ten. No warning events in its filings since 2017. 62nd percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Track record (past): 7.6 out of ten. +17.3% a year over 10 filed years; profitable in 10 of 10. 76th percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Shareholder treatment (past): 8.8 out of ten. Share count shrank 0.9% a year. 100% of cash flow returned. Insiders: 53 sales, 0 purchases. 88th percentile among 9 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Financial health (present): 5.5 out of ten. ROE 16%: 16¢ of profit per shareholder dollar. Leverage 71%: owes 71¢ per asset dollar. 55th percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Industry position (present): 7.0 out of ten. top 29% of 13 in its family; net margin 5.1%. 71st percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Leadership (present): 3.0 out of ten. bottom 29% of 7 in its family for leadership; chief executive since 2025. 29th percentile among 7 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-09).
- Room to expand (future): 1.9 out of ten. bottom 19% of 13 in its family for room to expand. 19th percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Growth drivers (future): 7.6 out of ten. top 24% of 13 in its family for growth drivers. 76th percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
- Expectations vs reality (future): 4.2 out of ten. bottom 42% of 13 in its family for expectations against reality. 42nd percentile among 13 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
The filing record
Newest annual report: Form 10-K filed 2026-02-23 for the period ended 2025-12-31 (on EDGAR). Newest quarterly report: Form 10-Q filed 2026-08-03 for the period ended 2026-06-30 (on EDGAR). Newest results release: Form 8-K filed 2026-07-30 (on EDGAR). Newest filing: Form 4, 2026-09-14. Filings on record since 2007. Read from EDGAR 2026-10-12.
Who runs it
Steinmeier, Richard (Chief Executive Officer); Audette, Matthew J (President and CFO); Reeping, Katharine (Principal Accounting Officer); Field, Emily (Group Managing Director); Jambusaria, Aneri (Group Managing Director); Gates, Greg (Group Managing Director); Enyedi, Matthew (Group Managing Director); Cohen, Marc Eliot (Group Managing Director); Morningstar, Matthew (Group Managing Director); Bernard, Edward C (director); and 9 more. 19 officers and directors have filed their own trades in the last fifteen months, names and titles as filed with the SEC, through 2026-09-30.
This file: Overview · Past · Present · Future · Filings · every company on file
Every stock is a company. We grade the company behind the stock. CrossAssetData is a company research product: no investment advice, no price targets, no price predictions; every claim carries its source, and unseen means unseen. The full file draws when the page's script runs: the essentials, the balance sheet, the estimators, the trend, and every filing of the last ten years.