Capital Southwest Corporation is classed by the SEC under no industry code yet, based in Dallas, TX. Its latest filed balance sheet (2026-03-31) shows total assets of $2.2 billion (its filed statements).
Business, industry not on fileDallas, TXfilings since 19947 of 9 filed, 2 estimated
Three tenses, nine metrics. Unseen metrics stay unseen; the grade never fakes a number. Proxy era: provisional values, marked. Weighed as a business, industry not on file: no industry code on file, so the tenses and readings weigh evenly. All three tenses have at least two readings, so the archetype blend applies as printed.
The grade, in three tenses
Headline 5.0 out of ten, 7 of 9 metrics filed and 2 estimated: past 4.8 out of ten, present 5.2 out of ten, future 5.0 out of ten. The past asks what it actually did, the present what it is doing right now, the future what it is set up to do next.
The nine metrics
Surviving crises (past): 2.5 out of ten. 1 warning event since 2017; the latest 2017-06-16. 25th percentile among 111 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Track record (past): 7.6 out of ten. +21% a year over 4 filed years; profit years unseen. 76th percentile among 9 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Shareholder treatment (past): 4.4 out of ten. Share count grew 29.9% a year. 100% of cash flow returned. Insiders: 1 sales, 7 purchases. 44th percentile among 46 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Financial health (present): 5.4 out of ten. ROE 11%: 11¢ of profit per shareholder dollar. Leverage 54%: owes 54¢ per asset dollar. 54th percentile among 49 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Industry position (present): 5.0 out of ten. top 50% of 12 in its family. 50th percentile among 12 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Leadership (present): 5.2 out of ten. top 48% of 49 in its family for leadership; chief executive since 2025. 52nd percentile among 49 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-09).
Room to expand (future): 3.4 out of ten. CrossAssetData estimate 3.4/10, confidence 35 of 100 (one part). 34th percentile among 51 sector filers. A CrossAssetData estimate, not a filed reading: one part, confidence 35 of 100; a filing that carries the missing parts replaces this estimate with the filed reading.
Growth drivers (future): 6.0 out of ten. top 40% of 8 in its family for growth drivers. 60th percentile among 8 sector filers. A production reading, recomputed from the filings on every data build (read from EDGAR 2026-10-12).
Expectations vs reality (future): 5.6 out of ten. CrossAssetData estimate 5.6/10, confidence 35 of 100 (one part). 56th percentile among 9 sector filers. A CrossAssetData estimate, not a filed reading: one part, confidence 35 of 100; a filing that carries the missing parts replaces this estimate with the filed reading.
The filing record
Newest annual report: Form 10-K filed 2026-05-19 for the period ended 2026-03-31 (on EDGAR). Newest quarterly report: Form 10-Q filed 2026-08-03 for the period ended 2026-06-30 (on EDGAR). Newest results release: Form 8-K filed 2026-08-03 (on EDGAR). Newest filing: Form 4, 2026-10-01. Filings on record since 1994. Read from EDGAR 2026-10-12.
Who runs it
Sarner, Michael Scott (President and CEO); Thomas, William R III (Vice President); Rehberger, Chris (Chief Financial Officer); Weinstein, Joshua S. (Senior Managing Director & CIO); Battist, Christine (director); Brooks, David R (director); Furst, Jack D (director); Rogers-Windsor, Ramona Lynn (director). 8 officers and directors have filed their own trades in the last fifteen months, names and titles as filed with the SEC, through 2026-10-01.
Every stock is a company. We grade the company behind the stock. CrossAssetData is a company research product: no investment advice, no price targets, no price predictions; every claim carries its source, and unseen means unseen. The full file draws when the page's script runs: the essentials, the balance sheet, the estimators, the trend, and every filing of the last ten years.